Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Shengzhong? Claim Your ProfileShengzhong Zheng is a financial professional with over 6 months of experience in the securities industry. Shengzhong is currently registered with Mufg Securities Americas Inc. and is licensed to conduct securities business in all 50 states. Shengzhong holds the Series 7, Series 63, Series 79 and SIE licenses. Prior to joining Mufg Securities Americas Inc., Shengzhong was a registered representative with HSBC Securities (USA) INC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NY
11/28/2022 - Present
Mufg Securities Americas Inc. (NEW YORK NY)
NY
06/09/2022 - 11/18/2022
HSBC SECURITIES (USA) INC. (NEW YORK NY)
BC
Issued 06/11/2022
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 07/09/2022
Series 7TO - General Securities Representative Examination
BC
Issued 06/09/2022
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 06/04/2022
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
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