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Shengjie Sun

Icbc Standard Securities Inc.

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About Shengjie Sun

Shengjie Sun is a registered representative with Icbc Standard Securities Inc. in New York, New York. Shengjie has been in the securities industry since September 3, 2015. Shengjie holds the Series 3, Series 7, and Series 63 licenses. Shengjie has been registered with FINRA since October 26, 2015 and is currently registered with the state of New York.

Firm Information

Shengjie Sun is currently registered with Icbc Standard Securities Inc.. Icbc Standard Securities Inc. is a Corporation approved on November 3, 1993. The firm is registered in New York and has one approved SEC registration and one approved state registration.

Not reported

Assets Under Management

Not reported

Total Clients

2

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Shengjie Sun’s Registration & Firm History

NY

10/26/2015 - Present

Icbc Standard Securities Inc. (NEW YORK NY)

NY

07/13/2015 - 09/02/2015

ICBC STANDARD SECURITIES INC. (NEW YORK NY)

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Licenses & Designations

BC

Issued 08/17/2015

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 03/11/2016

Series 3 - National Commodity Futures Examination

BC

Issued 07/13/2015

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Shengjie Sun.
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