Unclaimed
Shengjie Sun is a registered representative with Icbc Standard Securities Inc. in New York, New York. Shengjie has been in the securities industry since September 3, 2015. Shengjie holds the Series 3, Series 7, and Series 63 licenses. Shengjie has been registered with FINRA since October 26, 2015 and is currently registered with the state of New York.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
10/26/2015 - Present
Icbc Standard Securities Inc. (NEW YORK NY)
NY
07/13/2015 - 09/02/2015
ICBC STANDARD SECURITIES INC. (NEW YORK NY)
BC
Issued 08/17/2015
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/11/2016
Series 3 - National Commodity Futures Examination
BC
Issued 07/13/2015
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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