Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Shenghao? Claim Your ProfileShenghao Yu is a financial advisor with Franklin Distributors, LLC. Shenghao has been in the financial industry since June 23, 2018. Shenghao is registered with the state of Pennsylvania. Shenghao holds the Series 63, Series 87, Series 86, SIE, and Series 7 licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
PA
05/18/2022 - Present
Franklin Distributors, LLC (PHILADELPHIA PA)
NY
09/19/2018 - 03/21/2022
NEEDHAM & COMPANY, LLC (NEW YORK NY)
NY
04/28/2018 - 09/19/2018
OPPENHEIMER & CO. INC. (NEW YORK NY)
BC
Issued 11/30/2018
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 02/19/2019
Series 87 - Research Analyst Exam - Part II Regulations Module
BC
Issued 12/29/2018
Series 86 - Research Analyst Exam - Part I Analysis Module
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/28/2018
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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