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Sheng Wang

Wolfe Research Securities

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About Sheng Wang

Sheng Wang is a registered representative with Wolfe Research Securities in New York, NY. Sheng has been in the securities industry since October 4, 2011 and is currently registered with FINRA. Prior to joining Wolfe Research Securities, Sheng was employed by DEUTSCHE BANK SECURITIES INC. Sheng holds the Series 7, Series 86, Series 87 and Series 63 securities licenses.

Firm Information

Sheng Wang is currently registered with Wolfe Research Securities. Wolfe Research Securities is a Limited Liability Company formed in August 2009. It is registered with the SEC and is licensed to operate in 48 states.

Not reported

Assets Under Management

Not reported

Total Clients

15

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Sheng Wang’s Registration & Firm History

NY

08/02/2016 - Present

Wolfe Research Securities (New York NY)

NY

10/05/2011 - 08/03/2016

DEUTSCHE BANK SECURITIES INC. (NEW YORK NY)

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Licenses & Designations

BC

Issued 09/28/2011

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 10/13/2011

Series 86 - Research Analyst Exam - Part I Analysis Module

BC

Issued 10/07/2011

Series 87 - Research Analyst Exam - Part II Regulations Module

BC

Issued 10/04/2011

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Sheng Wang.
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