Unclaimed
Sheng Wang is a registered representative with Wolfe Research Securities in New York, NY. Sheng has been in the securities industry since October 4, 2011 and is currently registered with FINRA. Prior to joining Wolfe Research Securities, Sheng was employed by DEUTSCHE BANK SECURITIES INC. Sheng holds the Series 7, Series 86, Series 87 and Series 63 securities licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
08/02/2016 - Present
Wolfe Research Securities (New York NY)
NY
10/05/2011 - 08/03/2016
DEUTSCHE BANK SECURITIES INC. (NEW YORK NY)
BC
Issued 09/28/2011
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/13/2011
Series 86 - Research Analyst Exam - Part I Analysis Module
BC
Issued 10/07/2011
Series 87 - Research Analyst Exam - Part II Regulations Module
BC
Issued 10/04/2011
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
Not sure Sheng Wang is the right advisor for you? Invested Better is here to help.