Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Sheng-chun? Claim Your ProfileSheng-chun Chiu is a financial advisor with Charles Schwab & Co., Inc. Sheng-chun has over 20 years of experience in the financial services industry. Sheng-chun Chiu is also registered with the state of California as an Investment Advisor Representative (IAR) and as a Broker-Dealer (BD). Sheng-chun Chiu is also a Registered Options Principal and has Series 10, 9, 53, 24, 4, 52, 7, 63 and 65 licenses. Prior to joining Charles Schwab & Co., Inc., Sheng-chun Chiu worked at W.R. Hambrecht + Co., LLC, White Pacific Securities, Inc., and Integral Financial LLC. Sheng-chun Chiu currently works at the San Ramon, CA branch office of Charles Schwab & Co., Inc.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Helps you choose top advisors aligned with your financial goals.
Wrap fee program sponsor and financial planning advisor referral program
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Asset based fees for wrap pgrms & subsc pricing for fin planning
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2
CA
01/09/2013 - Present
Charles Schwab & CO., Inc. (San Ramon CA)
CA
01/08/2010 - 11/02/2012
W.R. HAMBRECHT + CO., LLC (SAN FRANCISCO CA)
CA
08/08/2003 - 04/16/2010
WHITE PACIFIC SECURITIES, INC. (SAN FRANCISCO CA)
CA
06/09/2003 - 08/08/2003
INTEGRAL FINANCIAL LLC (CUPERTINO CA)
IA
Issued 10/26/2012
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 06/17/2003
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 01/02/2023
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 09/30/2014
Series 53 - Municipal Securities Principal Examination
BC
Issued 09/25/2012
Series 24 - General Securities Principal Examination
BC
Issued 10/26/2009
Series 4 - Registered Options Principal Examination
BC
Issued 01/02/2023
Series 52TO - Municipal Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/05/2003
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
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