Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Shenandoah? Claim Your ProfileShenandoah Compton is a financial advisor with over 18 years of experience in the financial services industry. Shenandoah currently works at Cabot Lodge Securities LLC, where they specialize in providing investment advice and guidance to clients. Prior to joining Cabot Lodge Securities LLC, Shenandoah worked at Raymond James & Associates, Inc., UBS Financial Services Inc., and Morgan Stanley DW Inc. They hold a Series 7, Series 63, and SIE license and is registered with the state of Texas. Shenandoah is dedicated to helping clients achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
TX
05/04/2020 - Present
Cabot Lodge Securities LLC (Addison TX)
TX
06/06/2006 - 04/15/2020
RAYMOND JAMES & ASSOCIATES, INC. (DALLAS TX)
NJ
09/19/2005 - 06/15/2006
UBS FINANCIAL SERVICES INC. (WEEHAWKEN NJ)
NY
06/24/2002 - 09/08/2005
MORGAN STANLEY DW INC. (PURCHASE NY)
BC
Issued 08/28/2002
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/21/2002
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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