Unclaimed
Shelton William Dotson is a financial professional with Northwestern Mutual Investment Services, LLC, registered in 22 states. Shelton William Dotson is a licensed agent with Series 63, Series 6TO and SIE licenses. Shelton William Dotson has been in the industry since January 18, 2021. Northwestern Mutual Investment Services, LLC is an investment advisory firm registered with the SEC and offers investment management services to individuals, high-net-worth individuals, and banking or thrift institutions.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Investment research; referrals to other advisers
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Referral fees
1
2
TX
01/19/2021 - Present
Northwestern Mutual Investment Services, LLC (HOUSTON TX)
BC
Issued 01/20/2021
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 12/10/2020
Series 6TO - Investment Company Products/Variable Contracts Representative Examination
BC
Issued 11/16/2020
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
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