Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Shelly? Claim Your ProfileShelly Sypien is a financial advisor with Cetera Investment Advisers LLC, based in Sandwich, Illinois. Shelly Sypien has been in the financial industry since 2002 and is registered to provide investment advice in several states. Prior to joining Cetera Investment Advisers, Shelly worked as a financial advisor at Edward Jones and Morgan Stanley. Shelly has a wide range of experience in the financial services industry, including financial planning, portfolio management, and insurance.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
IL
06/29/2023 - Present
Cetera Investment Advisers LLC (SANDWICH IL)
IL
08/17/2015 - 08/11/2020
EDWARD JONES (WARRENVILLE IL)
IL
04/02/2007 - 03/03/2009
MORGAN STANLEY & CO. INCORPORATED (LISLE IL)
IL
05/08/1996 - 04/02/2007
MORGAN STANLEY DW INC. (LISLE IL)
NY
12/12/1995 - 04/08/1996
SMITH BARNEY INC. (NEW YORK NY)
BOTH
Issued 9/4/2015
Series 66 - Uniform Combined State Law Examination
IA
Issued 2/15/2001
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 1/19/2001
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/1/2018
SIE - Securities Industry Essentials Examination
BC
Issued 8/17/2015
Series 7 - General Securities Representative Examination
BC
Issued 5/24/2008
Series 3 - National Commodity Futures Examination
Active
Inactive
F
FINRA
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