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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Shelly? Claim Your ProfileShelly Sypien is an active investment advisor registered with Cetera Investment Advisers LLC. Shelly has been working in the financial industry since 2002. Shelly has also worked with other firms including Edward Jones, Morgan Stanley & Co. Incorporated, and Morgan Stanley DW Inc. Shelly is registered in several states including Colorado, Florida, Illinois, and Iowa. Shelly is a licensed financial advisor with a strong background in financial planning and portfolio management.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
IL
06/29/2023 - Present
Cetera Investment Advisers LLC (SANDWICH IL)
IL
08/17/2015 - 08/11/2020
EDWARD JONES (WARRENVILLE IL)
IL
04/02/2007 - 03/03/2009
MORGAN STANLEY & CO. INCORPORATED (LISLE IL)
IL
05/08/1996 - 04/02/2007
MORGAN STANLEY DW INC. (LISLE IL)
NY
12/12/1995 - 04/08/1996
SMITH BARNEY INC. (NEW YORK NY)
BOTH
Issued 09/04/2015
Series 66 - Uniform Combined State Law Examination
IA
Issued 02/15/2001
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 01/19/2001
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/17/2015
Series 7 - General Securities Representative Examination
BC
Issued 05/24/2008
Series 3 - National Commodity Futures Examination
Active
Inactive
F
FINRA
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