Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Shelly? Claim Your ProfileShelly Wong is a registered representative with Deutsche Bank Securities Inc. Shelly has been active in the financial industry for over a decade. Shelly has been registered in 53 states and holds the Series 63, Series 7, and Series 66 licenses. Shelly’s previous roles include positions with HSBC Securities (USA) INC., Barclays Capital Inc., and Lehman Brothers Inc.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Equity & debt research, macro research, quant strategy, multi- asset research, catalyst calls
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Hard dollar payments for research
1
2
NY
02/03/2022 - Present
Deutsche Bank Securities Inc. (NEW YORK NY)
NY
08/23/2018 - 01/14/2022
HSBC SECURITIES (USA) INC. (NEW YORK NY)
NY
09/22/2008 - 08/10/2016
BARCLAYS CAPITAL INC. (NEW YORK NY)
NY
09/16/2008 - 09/22/2008
LEHMAN BROTHERS INC. (NEW YORK NY)
BOTH
Issued 09/10/2018
Series 66 - Uniform Combined State Law Examination
BC
Issued 09/17/2008
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/15/2008
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
N
New York Stock Exchange
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