Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Shelly? Claim Your ProfileShelly Renay Baumgartner is a financial advisor with Charles Schwab & Co., Inc. located in Austin, Texas. Shelly has over 17 years of experience in the financial services industry. Shelly is registered with the state of Texas as both a securities broker and an investment advisor. She is also a Certified Financial Planner (CFP). Shelly’s previous work experience includes Waddell & Reed, Inc., also in Austin. In addition to working with individual clients, Shelly has also held leadership roles in various organizations, including Zonta International District 10.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Helps you choose top advisors aligned with your financial goals.
Wrap fee program sponsor and financial planning advisor referral program
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Asset based fees for wrap pgrms & subsc pricing for fin planning
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TX
03/31/2010 - Present
Charles Schwab & CO., Inc. (Austin TX)
TX
07/04/2003 - 01/21/2010
WADDELL & REED, INC. (AUSTIN TX)
IA
Issued 08/07/2003
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 07/22/2003
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/16/2011
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 12/06/2010
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/26/2009
Series 7 - General Securities Representative Examination
BC
Issued 07/03/2003
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
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