Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Shelly? Claim Your ProfileShelly Mallard is a Registered Representative and Investment Advisor Representative with Wells Fargo Advisors Financial Network, LLC. Shelly has been in the securities industry since January 2015 and has a combined Series 66, Series 7 and SIE license. Shelly holds licenses in 33 states and also has an investment advisor representative license in Texas and North Carolina. Shelly has been with Wells Fargo Advisors Financial Network, LLC since June 2023. Prior to this, Shelly was with WELLS FARGO CLEARING SERVICES, LLC from January 2015 to June 2023. Shelly has expertise in financial planning, portfolio management for individuals and businesses, pension consulting, and selection of other advisors.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
NC
06/15/2023 - Present
Wells Fargo Advisors Financial Network, LLC (NEW BERN NC)
NC
01/26/2015 - 06/15/2023
WELLS FARGO CLEARING SERVICES, LLC (NEW BERN NC)
BOTH
Issued 03/31/2015
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/26/2015
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
Not sure Shelly Mallard is the right advisor for you? Invested Better is here to help.
