Invested Better
Unclaimed

Unclaimed

Unclaimed

Shelly Jane Louie

Btig, LLC

Use our Financial Advisor Match Tool to find your ideal match.
UnclaimedThis information is unverified and unclaimed information. Are you Shelly? Claim Your Profile

About Shelly Jane Louie

Shelly Jane Louie is a financial advisor currently registered with Btig, LLC. Shelly has been in the financial services industry since 2014 and has extensive experience in the securities industry. Shelly holds the Series 63, Series 7, Series 56, and SIE exams. Shelly is registered in California, Colorado, Connecticut, Georgia, Illinois, Massachusetts, New Jersey, New York, and Texas. Prior to working at Btig, LLC, Shelly worked at T3 Trading Group, LLC.

Firm Information

Shelly Louie is currently registered with Btig, LLC. Btig, LLC is a Limited Liability Company formed in 2002. It is registered to conduct business in all 50 states, the District of Columbia, Puerto Rico, and the Virgin Islands. The firm also holds an approved SEC registration.

Not reported

Assets Under Management

Not reported

Total Clients

154

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

Find Your Ideal Financial Advisor

2

Your matches with an Advisor based on their qualifications and skills to help you achieve your financial goals. Get on the path to financial success today.

Shelly Louie’s Registration & Firm History

NY

06/20/2016 - Present

Btig, LLC (New York NY)

NY

05/08/2012 - 07/31/2014

T3 TRADING GROUP, LLC (NEW YORK NY)

Not sure if Shelly Jane Louie is right for you?

Licenses & Designations

BC

Issued 09/23/2016

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 06/20/2016

Series 7 - General Securities Representative Examination

BC

Issued 05/07/2012

Series 56 - Proprietary Trader Qualification Examination

State Registrations

Active

Inactive

SRO Registrations

C

Cboe BYX Exchange, Inc.

C

Cboe BZX Exchange, Inc.

C

Cboe EDGA Exchange, Inc.

C

Cboe EDGX Exchange, Inc.

F

FINRA

I

Investors' Exchange LLC

M

MEMX LLC

N

NYSE Arca, Inc.

N

Nasdaq ISE, LLC

N

Nasdaq Stock Market

Disclosures

There are no public disclosures for Shelly Jane Louie.
Not sure if Shelly Jane Louie is right for you?