Unclaimed
Shelly Jane Louie is a financial advisor currently registered with Btig, LLC. Shelly has been in the financial services industry since 2014 and has extensive experience in the securities industry. Shelly holds the Series 63, Series 7, Series 56, and SIE exams. Shelly is registered in California, Colorado, Connecticut, Georgia, Illinois, Massachusetts, New Jersey, New York, and Texas. Prior to working at Btig, LLC, Shelly worked at T3 Trading Group, LLC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
06/20/2016 - Present
Btig, LLC (New York NY)
NY
05/08/2012 - 07/31/2014
T3 TRADING GROUP, LLC (NEW YORK NY)
BC
Issued 09/23/2016
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/20/2016
Series 7 - General Securities Representative Examination
BC
Issued 05/07/2012
Series 56 - Proprietary Trader Qualification Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
M
MEMX LLC
N
NYSE Arca, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq Stock Market
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