Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Shelly? Claim Your ProfileShelly Guan Chia is a financial advisor currently registered with U.S. Bancorp Investments, Inc. Shelly has been in the industry since January 18, 2016. Shelly holds Series 7 and Series 66 securities licenses and has been registered in the state of California. Shelly has previously worked with UnionBanc Investment Services, LLC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
12b-1,networking&shareholder serv,product partner arrangements
1
2
CA
06/02/2023 - Present
U.s. Bancorp Investments, Inc. (Pasadena CA)
CA
01/19/2016 - 05/26/2023
UNIONBANC INVESTMENT SERVICES, LLC (SAN MARINO CA)
BOTH
Issued 03/12/2016
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/19/2016
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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