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Shelly F Fryman-dwenger

Fidelity Brokerage Services LLC

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About Shelly F Fryman-dwenger

Shelly Fryman-dwenger is a registered representative with Fidelity Brokerage Services LLC. Shelly has been in the financial services industry since 2022 and holds the Series 7TO, Series 63, Series 9, and Series 10 licenses. Shelly is registered with the state of Kentucky and is also registered with FINRA.

Firm Information

Shelly Fryman-dwenger is currently registered with Fidelity Brokerage Services LLC. Fidelity Brokerage Services LLC is a Limited Liability Company formed on June 8, 2000. The firm is registered in 53 states and is approved by the SEC.

Not reported

Assets Under Management

Not reported

Total Clients

6,116

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Shelly Fryman-dwenger’s Registration & Firm History

KY

10/11/2022 - Present

Fidelity Brokerage Services LLC (COVINGTON KY)

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Licenses & Designations

BC

Issued 10/25/2022

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 12/20/2023

Series 9 - General Securities Sales Supervisor - Options Module Examination

BC

Issued 12/04/2023

Series 10 - General Securities Sales Supervisor - General Module Examination

BC

Issued 10/11/2022

Series 7TO - General Securities Representative Examination

BC

Issued 09/22/2022

SIE - Securities Industry Essentials Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

N

New York Stock Exchange

Disclosures

There are no public disclosures for Shelly F Fryman-dwenger.
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