Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Shelly? Claim Your ProfileShelly Walton is a financial advisor at Morgan Stanley. Shelly has been working in the financial industry since 2000. Shelly has a wide range of experience in the financial industry, including working with high-net-worth individuals, corporations, and institutional clients. Shelly is registered to provide investment advice in 51 states and the District of Columbia. Shelly is also registered to provide investment advice in Florida, Georgia, and Texas. Shelly is a highly experienced financial advisor with a proven track record of success.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Strategic management for diversified investment portfolios.
Asset allocation advice
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
See schedule d miscellaneous
1
2
FL
04/07/2014 - Present
Morgan Stanley (Winter Park FL)
GA
11/26/2012 - 04/07/2014
PURSHE KAPLAN STERLING INVESTMENTS (ATLANTA GA)
GA
03/08/2011 - 07/18/2012
BB&T INVESTMENT SERVICES, INC. (DUNWOODY GA)
GA
02/04/2010 - 03/14/2011
METLIFE SECURITIES INC. (ATLANTA GA)
GA
02/12/2009 - 01/07/2010
NYLIFE SECURITIES LLC (ATLANTA GA)
GA
12/05/2007 - 11/10/2008
WELLS INVESTMENT SECURITIES,INC. (NORCROSS GA)
GA
05/23/2006 - 10/30/2007
WACHOVIA SECURITIES, LLC (SNELLVILLE GA)
PA
01/27/2005 - 12/02/2005
UNDERWRITERS EQUITY CORPORATION (HARRISBURG PA)
IL
10/04/2002 - 10/22/2004
ALLSTATE DISTRIBUTORS, L.L.C. (NORTHBROOK IL)
IL
11/28/2000 - 10/04/2002
AFD, INC. (NORTHBROOK IL)
MO
03/07/2000 - 10/30/2000
EDWARD JONES (ST. LOUIS MO)
NY
07/01/1999 - 02/25/2000
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
IA
Issued 11/11/2010
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 05/27/1999
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 07/26/2004
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/30/1999
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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