Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Shelly? Claim Your ProfileShelly Williams is a financial advisor with Grove Point Advisors, LLC. Shelly has over 20 years of experience in the financial services industry. Shelly is a Registered Representative and Investment Advisor Representative with the firm, holding Series 4, 7, 24, 27, 53 and 63 licenses. Shelly earned her Series 65 license in 1992. Shelly has held previous roles with Cantella & Co., Inc., Commonwealth Financial Network, MetLife Securities Inc., Metropolitan Life Insurance Company, USALLIANZ Securities, Inc., Dunham and Associates Investment Counsel, Inc., Aspen Investment Alliance, Inc., Marketing One Securities, Inc., FIMCO Securities Group, Inc., Great Western Financial Securities Corporation, PAMCO Securities and Insurance Services, and Integrated Resources Equity Corporation. Shelly has experience working with high-net-worth individuals, pension and profit-sharing plans, corporations or other businesses, and individuals other than high-net-worth. Shelly's specialties include financial planning, pension consulting, educational seminars, selection of other advisors, portfolio management for businesses, and portfolio management for individuals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
CA
01/01/2025 - Present
Grove Point Advisors, LLC (Rolling Hills Estates CA)
CA
07/02/2009 - 05/24/2010
CANTELLA & CO., INC. (LOS ANGELES CA)
CA
11/13/2008 - 07/01/2009
COMMONWEALTH FINANCIAL NETWORK (LOS ANGELES CA)
CA
08/01/2006 - 12/13/2006
METLIFE SECURITIES INC. (CARLSBAD CA)
CA
08/01/2006 - 12/13/2006
METROPOLITAN LIFE INSURANCE COMPANY (CARLSBAD CA)
MN
08/27/2003 - 01/08/2004
USALLIANZ SECURITIES, INC. (MINNEAPOLIS MN)
CA
04/06/2000 - 03/03/2003
DUNHAM AND ASSOCIATES INVESTMENT COUNSEL, INC. (SAN DIEGO CA)
CO
02/17/1998 - 04/05/2000
ASPEN INVESTMENT ALLIANCE, INC. (DENVER CO)
OR
10/04/1994 - 01/06/1997
MARKETING ONE SECURITIES, INC. (PORTLAND OR)
WI
04/21/1993 - 08/09/1994
FIMCO SECURITIES GROUP, INC. (PORT WASHINGTON WI)
CA
06/07/1991 - 03/23/1993
GREAT WESTERN FINANCIAL SECURITIES CORPORATION (NORTHRIDGE CA)
NA
10/22/1987 - 06/05/1991
PAMCO SECURITIES AND INSURANCE SERVICES
NA
07/26/1984 - 10/26/1987
INTEGRATED RESOURCES EQUITY CORPORATION
BC
Issued 03/14/2009
Series 63 - Uniform Securities Agent State Law Examination
IA
Issued 11/23/1992
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 05/01/1996
Series 53 - Municipal Securities Principal Examination
BC
Issued 05/28/1992
Series 4 - Registered Options Principal Examination
BC
Issued 02/04/1992
Series 27 - Financial and Operations Principal Examination
BC
Issued 09/01/1987
Series 24 - General Securities Principal Examination
BC
Issued 07/21/1984
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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