Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Shelley? Claim Your ProfileShelley Yates is a financial advisor currently registered with Cetera Financial Specialists LLC. She is located in Southlake, Texas, and has been in the industry since February 8, 2012. Shelley is a Series 6 and SIE licensed representative with 12 years of experience in the financial services industry. Shelley has been with Cetera Financial Specialists LLC since February 24, 2021. Prior to that, she worked at 1ST GLOBAL CAPITAL CORP., HD VEST INVESTMENT SERVICES, and HD VEST INVESTMENT SERVICES.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
TX
02/24/2021 - Present
Cetera Financial Specialists LLC (SOUTHLAKE TX)
TX
12/05/2017 - 07/16/2019
1ST GLOBAL CAPITAL CORP. (DALLAS TX)
TX
10/30/2017 - 12/15/2017
HD VEST INVESTMENT SERVICES (DALLAS TX)
TX
01/04/2010 - 05/05/2017
HD VEST INVESTMENT SERVICES (Irving TX)
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/22/2009
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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