Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Shelley? Claim Your ProfileShelley Pearson is a financial advisor with Commonwealth Financial Network and has been in the industry since 1999. Shelley works with individuals, families, businesses and trusts to help them achieve their financial goals. Shelley is a Registered Representative of Commonwealth Financial Network and holds Series 7, 24, 63, and 65 licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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CA
06/15/2023 - Present
Commonwealth Financial Network (SAN DIEGO CA)
CA
01/03/2017 - 03/09/2023
CUSO FINANCIAL SERVICES, L.P. (SAN DIEGO CA)
CA
07/20/2017 - 10/30/2018
SORRENTO PACIFIC FINANCIAL, LLC (SAN DIEGO CA)
CA
12/15/2006 - 01/19/2016
INDEPENDENT FINANCIAL GROUP, LLC (SAN DIEGO CA)
CA
01/02/2003 - 06/27/2005
CAPSTONE INVESTMENTS (SAN DIEGO CA)
CA
12/23/1999 - 09/19/2002
WARNER BECK INCORPORATED (SAN DIEGO CA)
CA
11/29/1996 - 10/07/1999
DUNHAM AND ASSOCIATES INVESTMENT COUNSEL, INC. (SAN DIEGO CA)
IA
Issued 06/13/2023
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 12/02/1996
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 03/15/2017
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/27/1996
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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