Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Shelley? Claim Your ProfileShelley O'Brien is a financial advisor with over 20 years of experience in the industry. Shelley currently works for Osaic Wealth, Inc. as a registered representative and investment advisor representative, and holds Series 6, 7, 24, 51, 63 and 65 licenses. She has worked for several other financial firms over the course of her career including Woodbury Financial Services, Inc., National Planning Corporation, and Next Financial Group, Inc. In addition to her financial services work, Shelley also provides administrative services to United Trust Services and acts as successor trustee for various family trusts.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
AZ
08/09/2024 - Present
Osaic Wealth, Inc. (PEORIA AZ)
AZ
11/20/2023 - 08/09/2024
CETERA FINANCIAL SPECIALISTS LLC (PEORIA AZ)
AZ
10/17/2017 - 11/21/2023
WOODBURY FINANCIAL SERVICES, INC. (PEORIA AZ)
AZ
06/01/2012 - 10/23/2017
NATIONAL PLANNING CORPORATION (PEORIA AZ)
AZ
06/01/2007 - 06/04/2012
NEXT FINANCIAL GROUP, INC. (GLENDALE AZ)
AZ
03/03/2000 - 06/14/2007
LINSCO/PRIVATE LEDGER CORP. (GLENDALE AZ)
CA
01/27/1999 - 03/20/2000
NATIONAL PLANNING CORPORATION (LOS ANGELES CA)
IA
Issued 12/28/1999
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 01/26/1999
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 08/28/2007
Series 51 - Municipal Fund Securities Principal Examination
BC
Issued 12/15/2006
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/08/2001
Series 7 - General Securities Representative Examination
BC
Issued 01/26/1999
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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