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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Shelley? Claim Your ProfileShelley O'brien is an investment advisor representative at Osaic Wealth, Inc. Shelley has been in the industry since January 26, 1999, and has a strong track record of providing financial planning, portfolio management, and pension consulting services to individuals, businesses, and charitable organizations. Shelley has experience working with a variety of client types, including high-net-worth individuals, corporations, and pension plans. Shelley is dedicated to providing personalized financial advice and working with clients to help them achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
AZ
08/09/2024 - Present
Osaic Wealth, Inc. (PEORIA AZ)
AZ
11/20/2023 - 08/09/2024
CETERA FINANCIAL SPECIALISTS LLC (PEORIA AZ)
AZ
10/17/2017 - 11/21/2023
WOODBURY FINANCIAL SERVICES, INC. (PEORIA AZ)
AZ
06/01/2012 - 10/23/2017
NATIONAL PLANNING CORPORATION (PEORIA AZ)
AZ
06/01/2007 - 06/04/2012
NEXT FINANCIAL GROUP, INC. (GLENDALE AZ)
AZ
03/03/2000 - 06/14/2007
LINSCO/PRIVATE LEDGER CORP. (GLENDALE AZ)
CA
01/27/1999 - 03/20/2000
NATIONAL PLANNING CORPORATION (LOS ANGELES CA)
IA
Issued 12/28/1999
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 1/26/1999
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 8/28/2007
Series 51 - Municipal Fund Securities Principal Examination
BC
Issued 12/15/2006
Series 24 - General Securities Principal Examination
BC
Issued 10/1/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/8/2001
Series 7 - General Securities Representative Examination
BC
Issued 1/26/1999
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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