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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Shelley? Claim Your ProfileShelley Elizabeth Herold is a financial advisor with Fidelity Personal And Workplace Advisors, located in GREENWOOD VILLAGE, CO. Shelley has been in the financial services industry since 1990, providing financial advice and investment management services to individuals, families, and businesses. Shelley has a wide range of experience and expertise in financial planning, investment management, and retirement planning. Shelley holds the Series 7, Series 63, and Series 66 licenses, and is registered with FINRA as a Registered Representative. Shelley is also a Registered Investment Advisor Representative and is registered with the state of Colorado.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
CO
02/25/2020 - Present
Fidelity Personal AND Workplace Advisors (GREENWOOD VILLAGE CO)
FL
08/10/2017 - 11/25/2019
NOBLE CAPITAL MARKETS, INC. (BOCA RATON FL)
NY
09/16/2016 - 08/10/2017
CIRRUS RESEARCH, LLC (NEW YORK NY)
CO
12/04/2007 - 09/08/2016
FIRST ANALYSIS SECURITIES CORPORATION (GREEWOOD VILLAGE CO)
CO
07/26/1999 - 12/10/2007
A. G. EDWARDS & SONS, INC. (GREENWOOD VILLAGE CO)
NY
11/13/1990 - 07/27/1999
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
MO
09/04/1990 - 10/15/1990
KEMPER SECURITIES GROUP, INC. (ST. LOUIS MO)
NA
03/20/1990 - 09/04/1990
BOETTCHER & COMPANY, INC.
BOTH
Issued 02/20/2020
Series 66 - Uniform Combined State Law Examination
BC
Issued 01/17/1994
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/17/1990
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
New York Stock Exchange
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