Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Shelley? Claim Your ProfileShelley Cole is a financial advisor who has been in the industry since 1994. Shelley is currently registered with Cetera Investment Advisers LLC. Shelley has previously worked with VOYA FINANCIAL ADVISORS, INC., INVESTORS CAPITAL CORP., LINSCO/PRIVATE LEDGER CORP., CORPORATE SECURITIES GROUP, INC., WADDELL & REED, INC., and BARABAN SECURITIES, INC. Shelley holds the Series 63, Series 66, Series 7, and Series 24 licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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CA
06/29/2023 - Present
Cetera Investment Advisers LLC (FAIRFIELD CA)
CA
11/11/2008 - 06/09/2021
VOYA FINANCIAL ADVISORS, INC. (FAIRFIELD CA)
CA
12/20/2001 - 11/20/2008
INVESTORS CAPITAL CORP. (FAIRFIELD CA)
SC
12/18/1998 - 01/02/2002
LINSCO/PRIVATE LEDGER CORP. (FORT MILL SC)
MO
06/14/1996 - 12/18/1998
CORPORATE SECURITIES GROUP, INC. (ST. LOUIS MO)
KS
03/23/1995 - 06/14/1996
WADDELL & REED, INC. (OVERLAND PARK KS)
CA
12/01/1994 - 03/02/1995
BARABAN SECURITIES, INC. (LOS ANGELES CA)
BOTH
Issued 12/9/2003
Series 66 - Uniform Combined State Law Examination
BC
Issued 1/6/1995
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 11/25/1996
Series 24 - General Securities Principal Examination
BC
Issued 10/1/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/30/1994
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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