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Shelley Ann Stevens

Cetera Financial Specialists LLC

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About Shelley Ann Stevens

Shelley Stevens is a financial advisor with over 28 years of experience in the industry. Shelley is currently registered with Cetera Financial Specialists LLC in Ogden, Utah. Shelley has also been registered with several other firms throughout her career including Symetra Investment Services, Inc., Intermountain Financial Services, Inc., Stonehurst Securities, Inc., Investment Management Corporation, United Planners' Financial Services of America A Limited Partner and Pruco Securities Corporation. Shelley is a Series 6, 7 and 63 licensed advisor with the SIE designation.

Firm Information

Shelley Stevens is currently registered with Cetera Financial Specialists LLC. Cetera Financial Specialists LLC is a Limited Liability Company formed on October 31, 2012, and is registered in all 50 states plus the District of Columbia, Puerto Rico, and the Virgin Islands. The firm has one approved SEC registration.

Not reported

Assets Under Management

Not reported

Total Clients

185

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Shelley Stevens’s Registration & Firm History

UT

10/04/2013 - Present

Cetera Financial Specialists LLC (OGDEN UT)

UT

06/17/2010 - 09/30/2013

SYMETRA INVESTMENT SERVICES, INC. (BOUNTIFUL UT)

UT

03/01/2010 - 08/13/2010

INTERMOUNTAIN FINANCIAL SERVICES, INC. (HEBER CITY UT)

UT

11/09/2007 - 01/04/2010

STONEHURST SECURITIES, INC. (CLEARFIELD UT)

UT

05/04/2004 - 11/16/2007

INVESTMENT MANAGEMENT CORPORATION (CLEARFIELD UT)

AZ

01/16/2002 - 05/05/2004

UNITED PLANNERS' FINANCIAL SERVICES OF AMERICA A LIMITED PARTNER (SCOTTSDALE AZ)

NJ

02/11/1994 - 02/06/2002

PRUCO SECURITIES CORPORATION (NEWARK NJ)

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Licenses & Designations

BC

Issued 02/24/1994

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 12/22/2009

Series 7 - General Securities Representative Examination

BC

Issued 02/10/1994

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are 2 public disclosures for Shelley Ann Stevens. Review regulatory record here.
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