Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Shelley? Claim Your ProfileShelley Ann Austin is a financial advisor with over 30 years of experience in the financial services industry. Shelley currently works at Wealth Enhancement Advisory Services, LLC and has her Series 7, 63, and 66 licenses. Shelley is also a Certified Financial Planner. Shelley Ann Austin is dedicated to helping her clients achieve their financial goals and objectives. Shelley provides a variety of financial services, including financial planning, investment management, and retirement planning. Shelley has worked with several financial institutions and is dedicated to helping clients.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Personalized portfolio management to meet individual financial objectives.
Erisa 3(38) investment manager
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
Fees received from third party investment advisors
1
2
MN
03/14/2023 - Present
Wealth Enhancement Advisory Services, LLC (PLYMOUTH MN)
MN
01/31/2019 - 12/06/2019
CETERA ADVISOR NETWORKS LLC (EDINA MN)
WI
12/22/2011 - 10/08/2012
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (GREEN BAY WI)
WI
10/11/2011 - 12/20/2011
METLIFE SECURITIES INC. (DE PERE WI)
MN
03/04/1993 - 10/03/1995
PRIMEVEST FINANCIAL SERVICES, INC. (ST. CLOUD MN)
NA
08/18/1992 - 01/04/1993
MARQUETTE FINANCIAL SERVICES, INC.
NJ
05/11/1992 - 07/17/1992
PAINEWEBBER INCORPORATED (WEEHAWKEN NJ)
NA
08/26/1991 - 04/14/1992
MARQUETTE FINANCIAL SERVICES, INC.
BOTH
Issued 03/26/2019
Series 66 - Uniform Combined State Law Examination
BC
Issued 09/06/1991
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/31/2019
Series 7TO - General Securities Representative Examination
BC
Issued 12/17/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/10/2011
Series 7 - General Securities Representative Examination
Active
Inactive
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