Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Sheldon? Claim Your ProfileSheldon Walker is a financial professional with over 10 years of experience in the industry. Sheldon is currently registered with Merrill Lynch, Pierce, Fenner & Smith Inc. in New York and Texas. Previously, Sheldon worked for Santander Securities LLC, Wells Fargo Clearing Services, LLC, and J.P. Morgan Securities LLC. Sheldon is a Series 6, 7, 63, and 66 licensed professional and has earned the Securities Industry Essentials Examination (SIE) certification. Sheldon has worked with a wide range of clients, including high-net-worth individuals, corporations, and pension plans. Sheldon offers a variety of investment advisory services, including portfolio management, performance measurement reports, allocation modeling, IPS, research reports and services, pension consulting, and educational seminars. Sheldon is dedicated to providing his clients with personalized financial advice and helping them achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Performance measurement reports, allocation modeling, ips, research reports and services, see schedule d
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
NY
07/08/2024 - Present
Merrill Lynch, Pierce, Fenner & Smith Inc. (FOREST HILLS NY)
NY
07/22/2021 - 09/05/2023
SANTANDER SECURITIES LLC (New York NY)
NY
02/03/2015 - 12/07/2020
WELLS FARGO CLEARING SERVICES, LLC (NEW YORK NY)
NY
05/27/2013 - 01/05/2015
J.P. MORGAN SECURITIES LLC (LONG ISLAND CITY NY)
BOTH
Issued 02/23/2015
Series 66 - Uniform Combined State Law Examination
BC
Issued 06/06/2013
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/02/2015
Series 7 - General Securities Representative Examination
BC
Issued 05/24/2013
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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