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Sheldon Turner

Wells Fargo Securities, LLC

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About Sheldon Turner

Sheldon Turner is a financial professional with over five years of experience in the industry. Sheldon is currently registered with Wells Fargo Securities, LLC and has previously held positions with Merrill Lynch, Pierce, Fenner & Smith Incorporated, WELLS FARGO CLEARING SERVICES, LLC and TRADEKING. Sheldon holds a Series 7, Series 66 and Series 27 license.

Firm Information

Sheldon Turner is currently registered with Wells Fargo Securities, LLC. Wells Fargo Securities, LLC is a Limited Liability Company formed in March 2003. The firm is registered with the SEC and in all 50 states, as well as the District of Columbia, Puerto Rico, and the Virgin Islands.

Not reported

Assets Under Management

Not reported

Total Clients

1,325

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Sheldon Turner’s Registration & Firm History

NC

03/08/2023 - Present

Wells Fargo Securities, LLC (CHARLOTTE NC)

NY

04/25/2019 - 09/03/2020

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)

NC

04/06/2017 - 01/05/2018

WELLS FARGO CLEARING SERVICES, LLC (CHARLOTTE NC)

NC

04/20/2016 - 07/01/2016

TRADEKING (CHARLOTTE NC)

NC

05/08/2015 - 01/13/2016

MML INVESTORS SERVICES, LLC (CHARLOTTE NC)

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Licenses & Designations

BOTH

Issued 01/02/2016

Series 66 - Uniform Combined State Law Examination

BC

Issued 01/07/2020

Series 27 - Financial and Operations Principal Examination

BC

Issued 01/05/2018

SIE - Securities Industry Essentials Examination

BC

Issued 05/07/2015

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

B

BOX Exchange LLC

C

Cboe BYX Exchange, Inc.

C

Cboe BZX Exchange, Inc.

C

Cboe C2 Exchange, Inc.

C

Cboe EDGA Exchange, Inc.

C

Cboe EDGX Exchange, Inc.

C

Cboe Exchange, Inc.

F

FINRA

I

Investors' Exchange LLC

L

Long-Term Stock Exchange, Inc.

M

MEMX LLC

M

MIAX Emerald, LLC

M

MIAX PEARL, LLC

M

Miami International Securities Exchange, LLC

N

NYSE American LLC

N

NYSE Arca, Inc.

N

NYSE Chicago, Inc.

N

NYSE National, Inc.

N

Nasdaq BX, Inc.

N

Nasdaq GEMX, LLC

N

Nasdaq ISE, LLC

N

Nasdaq MRX, LLC

N

Nasdaq PHLX LLC

N

Nasdaq Stock Market

N

New York Stock Exchange

Disclosures

There is public disclosure for Sheldon Turner. Review regulatory record here.
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