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Sheldon R Bender

Cetera Financial Specialists LLC

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About Sheldon R Bender

Sheldon Bender is a financial advisor currently registered with Cetera Financial Specialists LLC. Sheldon has been in the financial services industry since 1988 and has a strong background in investment company products, variable contracts, and direct participation programs. Sheldon is a Series 6, Series 22, and Series 63 licensed representative. Sheldon has previously worked with Triad Advisors LLC, Securian Financial Services, Inc., and Consolidated Resources, Inc.

Firm Information

Sheldon Bender is currently registered with Cetera Financial Specialists LLC. Cetera Financial Specialists LLC is a Limited Liability Company formed on October 31, 2012, and is registered in all 50 states plus the District of Columbia, Puerto Rico, and the Virgin Islands. The firm has one approved SEC registration.

Not reported

Assets Under Management

Not reported

Total Clients

185

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Sheldon Bender’s Registration & Firm History

IL

06/17/2024 - Present

Cetera Financial Specialists LLC (BUFFALO GROVE IL)

IL

05/13/2021 - 03/09/2023

CETERA FINANCIAL SPECIALISTS LLC (BUFFALO GROVE IL)

IL

11/02/2017 - 12/03/2019

TRIAD ADVISORS LLC (Deerfield IL)

IL

07/12/1988 - 11/02/2017

SECURIAN FINANCIAL SERVICES, INC. (Deerfield IL)

NA

09/12/1985 - 07/19/1988

CONSOLIDATED RESOURCES, INC.

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Licenses & Designations

BC

Issued 11/25/1991

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 11/21/1985

Series 22 - Direct Participation Programs Representative Examination

BC

Issued 09/11/1985

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are 10 public disclosures for Sheldon R Bender. Review regulatory record here.
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