Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Sheldon? Claim Your ProfileSheldon Leonard Rosenberg is a registered representative with Robert W. Baird & Co. Inc., holding both a Series 7 and Series 66 license. With over 40 years of experience in the financial industry, Sheldon has held previous positions at firms like First of Michigan Corporation, Paine Webber Incorporated, Prudential-Bache Securities Inc., E. F. Hutton & Company Inc, and Manley, Bennett, McDonald & Co. Sheldon has expertise in various financial areas, including portfolio management for individuals, businesses, investment companies, and pooled investment vehicles. Sheldon provides financial planning services, educational seminars, and pension consulting.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Strategic management for diversified investment portfolios.
See schedule d
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
Hard dollar payments for research
1
2
MI
10/05/2010 - Present
Robert W. Baird & Co. Inc. (Birmingham MI)
MI
08/15/1995 - 12/24/1997
FIRST OF MICHIGAN CORPORATION (DETROIT MI)
NJ
03/09/1990 - 08/13/1995
PAINEWEBBER INCORPORATED (WEEHAWKEN NJ)
NY
10/28/1987 - 03/15/1990
PRUDENTIAL-BACHE SECURITIES INC. (NEW YORK NY)
NA
06/26/1984 - 10/29/1987
E. F. HUTTON & COMPANY INC
NA
06/22/1981 - 06/25/1984
MANLEY, BENNETT, MCDONALD & CO
BOTH
Issued 09/07/2010
Series 66 - Uniform Combined State Law Examination
BC
Issued 05/06/1981
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/20/1981
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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