Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Sheldon? Claim Your ProfileSheldon Walker is a financial advisor with over 25 years of experience in the industry. Sheldon currently works for LPL Financial LLC and is registered as a Registered Representative (RR) and Investment Advisor Representative (IAR) in New York and Texas. Sheldon has previously worked for a number of other firms including Signator Investors, Inc., OppenheimerFunds Distributor, Inc., H&R Block Financial Advisors, Inc., Waddell & Reed, Inc., Key Investments Inc., EquiCo Securities, Inc., and The Equitable Life Assurance Society of the United States. Sheldon holds Series 6, 7, 63 and 65 licenses and has a Chartered Financial Consultant designation. Sheldon also offers advisory services such as financial planning, consulting, and selection of other advisors.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
NY
05/26/2022 - Present
LPL Financial LLC (ROCHESTER NY)
NY
03/07/2011 - 10/06/2015
SIGNATOR INVESTORS, INC. (PENFIELD NY)
NY
01/16/2001 - 03/23/2009
OPPENHEIMERFUNDS DISTRIBUTOR, INC. (NEW YORK NY)
MI
08/14/2000 - 12/05/2000
H&R BLOCK FINANCIAL ADVISORS, INC. (DETROIT MI)
KS
04/02/1999 - 05/05/2000
WADDELL & REED, INC. (OVERLAND PARK KS)
OH
09/28/1995 - 02/26/1999
KEY INVESTMENTS INC. (CLEVELAND OH)
NY
03/09/1994 - 08/21/1995
EQUICO SECURITIES, INC. (NEW YORK NY)
NY
03/09/1994 - 08/21/1995
THE EQUITABLE LIFE ASSURANCE SOCIETY OF THE UNITED STATES (NEW YORK NY)
IA
Issued 07/11/1996
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 09/02/1994
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/15/2000
Series 7 - General Securities Representative Examination
BC
Issued 03/08/1994
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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