Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Sheldon? Claim Your ProfileSheldon Rosenberg is a financial advisor with Avantax Advisory Services. Sheldon has been in the financial industry since June 3, 1987. Sheldon is registered with the state of Nevada as an Investment Advisor Representative and with the state of California, Florida, Nevada and Ohio as a Broker. Sheldon holds a Series 6 and Series 63 license and is also a Certified Financial Planner. Sheldon's specialties include financial planning, pension consulting, educational seminars, selection of other advisors, portfolio management for businesses and individuals. Sheldon is also a licensed insurance agent and sells insurance products through Avantax.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Solicitor referral services to third-party investment managers; participant enrollment meetings
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
Solicitor fees
1
2
NV
01/01/2025 - Present
Avantax Advisory Services (Las Vegas NV)
NV
10/19/1998 - 12/31/2021
AVANTAX INVESTMENT SERVICES, INC. (LAS VEGAS NV)
AZ
07/14/1995 - 10/23/1998
SENTRA SECURITIES CORPORATION (PHOENIX AZ)
TX
01/30/1995 - 07/11/1995
1ST GLOBAL CAPITAL CORP. (DALLAS TX)
TX
12/11/1986 - 12/16/1994
H.D. VEST INVESTMENT SECURITIES, INC. (DALLAS TX)
BC
Issued 01/21/1987
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/09/1986
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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