Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Sheldon? Claim Your ProfileSheldon Duane Castle is a financial advisor with Cetera Investment Advisers LLC. Sheldon has been working in the financial services industry since January 14, 1995. Sheldon is registered with the state of Pennsylvania as an investment advisor representative, and is also registered in Texas. Sheldon holds the Series 4, 6, 7, 24, and 63 licenses and has passed the SIE exam. Sheldon is a Certified Financial Planner. Sheldon has experience working with a variety of clients, including individuals, high-net-worth individuals, corporations, pension and profit-sharing plans, charitable organizations, and banking or thrift institutions. Sheldon provides a variety of financial planning services, including portfolio management, financial planning, pension consulting, selection of other advisors, and educational seminars. Sheldon's previous employers include VOYA FINANCIAL ADVISORS, INC., LPL FINANCIAL LLC, M&T SECURITIES, INC., ALLFIRST BROKERAGE CORPORATION, KEYSTONE BROKERAGE, LLC, LIBERTY SECURITIES CORPORATION, MARKETING ONE SECURITIES, INC., FIRST UNION BROKERAGE SERVICES, INC., INDEPENDENT FINANCIAL SECURITIES, INC., METLIFE SECURITIES INC., and METROPOLITAN LIFE INSURANCE COMPANY.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
PA
06/29/2023 - Present
Cetera Investment Advisers LLC (WILLIAMSPORT PA)
PA
01/02/2014 - 06/09/2021
VOYA FINANCIAL ADVISORS, INC. (WILLIAMSPORT PA)
PA
10/02/2012 - 12/03/2013
LPL FINANCIAL LLC (WILLIAMSPORT PA)
PA
10/07/2000 - 08/09/2012
M&T SECURITIES, INC. (WILLIAMSPORT PA)
MD
02/10/2003 - 05/01/2003
ALLFIRST BROKERAGE CORPORATION (BALTIMORE MD)
PA
04/20/2000 - 10/07/2000
KEYSTONE BROKERAGE, LLC (WILLIAMSPORT PA)
NY
10/01/1999 - 04/24/2000
LIBERTY SECURITIES CORPORATION (PURCHASE NY)
OR
10/27/1998 - 10/01/1999
MARKETING ONE SECURITIES, INC. (PORTLAND OR)
NC
05/01/1998 - 10/14/1998
FIRST UNION BROKERAGE SERVICES, INC. (CHARLOTTE NC)
NY
07/01/1996 - 05/01/1998
LIBERTY SECURITIES CORPORATION (PURCHASE NY)
NA
03/27/1995 - 07/02/1996
INDEPENDENT FINANCIAL SECURITIES, INC.
NA
05/18/1988 - 10/29/1988
METLIFE SECURITIES INC.
NA
05/18/1988 - 10/29/1988
METROPOLITAN LIFE INSURANCE COMPANY
IA
Issued 8/16/2000
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 4/3/1995
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/20/2006
Series 4 - Registered Options Principal Examination
BC
Issued 5/16/2001
Series 24 - General Securities Principal Examination
BC
Issued 10/1/2018
SIE - Securities Industry Essentials Examination
BC
Issued 3/24/1997
Series 7 - General Securities Representative Examination
BC
Issued 3/24/1995
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
Not sure Sheldon Castle is the right advisor for you? Invested Better is here to help.
