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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Sheldon? Claim Your ProfileSheldon Stewart is a financial advisor with over 30 years of experience in the financial services industry. Currently, Sheldon works at Wells Fargo Clearing Services, LLC. Sheldon is registered as an Investment Advisor Representative in South Carolina, Texas, and Virginia, and is also a registered Broker in those states, as well as in California, Colorado, District of Columbia, Florida, Hawaii, Indiana, Kansas, Maryland, New York, North Carolina, Pennsylvania, and West Virginia. Sheldon has experience working with a variety of clients, including high-net-worth individuals, corporations, and institutional clients. He specializes in providing financial planning, portfolio management, and investment consulting services. Sheldon is a dedicated and experienced professional who is committed to helping clients achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
VA
06/26/2015 - Present
Wells Fargo Clearing Services, LLC (ALEXANDRIA VA)
VA
06/01/2009 - 07/13/2015
MORGAN STANLEY (ALEXANDRIA VA)
VA
04/02/2007 - 06/01/2009
MORGAN STANLEY & CO. INCORPORATED (ALEXANDRIA VA)
VA
05/12/2006 - 04/02/2007
MORGAN STANLEY DW INC. (ALEXANDRIA VA)
NJ
11/03/2000 - 06/01/2006
UBS FINANCIAL SERVICES INC. (WEEHAWKEN NJ)
NY
05/20/1994 - 11/07/2000
PRUDENTIAL SECURITIES INCORPORATED (NEW YORK NY)
NY
07/31/1993 - 06/03/1994
SMITH BARNEY INC. (NEW YORK NY)
NY
04/15/1992 - 07/31/1993
LEHMAN BROTHERS INC. (NEW YORK NY)
IA
Issued 05/06/1992
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 04/10/1992
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 01/02/2023
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 02/23/1999
Series 8 - General Securities Sales Supervisor Examination (Options Module & General Module)
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/27/1998
Series 31 - Futures Managed Funds Examination
BC
Issued 04/09/1992
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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