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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Shelby? Claim Your ProfileShelby Roberts is a financial advisor with Fidelity Personal and Workplace Advisors. Shelby has been in the financial industry since January 13, 2016, and has a diverse background, having previously worked at RBC Capital Markets, LLC, Merrill Lynch, Pierce, Fenner & Smith Incorporated, and Valmark Securities, Inc. Shelby is registered to provide investment advisory services in Oklahoma and Texas, as well as brokerage services in 53 states and the District of Columbia. Shelby has a Series 7, Series 63, and Series 65 license and holds the SIE designation. Shelby specializes in providing financial planning, portfolio management, and educational seminars to individuals, businesses, and pension and profit-sharing plans.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
OK
09/02/2021 - Present
Fidelity Personal AND Workplace Advisors (YUKON OK)
OH
09/18/2019 - 08/06/2021
VALMARK SECURITIES, INC. (WARREN OH)
OH
06/09/2019 - 08/16/2019
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CANFIELD OH)
CO
11/16/2015 - 05/29/2019
RBC CAPITAL MARKETS, LLC (GREENWOOD VILLAGE CO)
IA
Issued 11/11/2016
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 07/11/2016
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/16/2015
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
New York Stock Exchange
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