Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Shelby? Claim Your ProfileShelby Powers is a registered representative with Smbc Nikko Securities America, Inc. located in New York, NY. Shelby is a licensed securities professional holding Series 7, 79, 63, and SIE licenses. Shelby has been in the securities industry since 2019 and has prior experience with SIXPOINT PARTNERS LLC and MORGAN STANLEY & CO. LLC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
09/22/2022 - Present
Smbc Nikko Securities America, Inc. (NEW YORK NY)
NY
02/09/2022 - 09/02/2022
SIXPOINT PARTNERS LLC (NEW YORK NY)
NY
08/14/2019 - 02/07/2022
MORGAN STANLEY & CO. LLC (New York NY)
BC
Issued 05/17/2022
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 05/02/2022
Series 7TO - General Securities Representative Examination
BC
Issued 08/14/2019
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 08/06/2019
SIE - Securities Industry Essentials Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
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FINRA
N
NYSE Arca, Inc.
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