Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Shelby? Claim Your ProfileShelby Lynne Betts is an active advisor with National Financial Services LLC. Shelby has been in the financial services industry since 2014. Shelby has a Series 63, Series 7, Series 9, Series 10, Series 99TO, and SIE license. Shelby is registered with Texas.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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TX
04/01/2021 - Present
National Financial Services LLC (WESTLAKE TX)
TX
09/16/2014 - 03/04/2021
FIDELITY BROKERAGE SERVICES LLC (WESTLAKE TX)
BC
Issued 10/23/2014
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 06/20/2018
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 04/23/2018
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/16/2014
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe C2 Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
M
MEMX LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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