Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Sheila? Claim Your ProfileSheila Maureen Gugliuzza is a financial advisor with over 25 years of experience in the financial industry. Sheila is registered with Charles Schwab & CO., Inc. in Illinois and has a Series 7, 9, 10, 24, 51, 63 and 65 licenses. Sheila has previously been affiliated with TD AMERITRADE, INC. and TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, LLC. Sheila is also a Certified Financial Planner and a Chartered Financial Consultant.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Helps you choose top advisors aligned with your financial goals.
Wrap fee program sponsor and financial planning advisor referral program
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Asset based fees for wrap pgrms & subsc pricing for fin planning
1
2
IL
04/20/2023 - Present
Charles Schwab & CO., Inc. (Schaumburg IL)
IL
05/19/2023 - 07/29/2024
TD AMERITRADE, INC. (Schaumburg IL)
IL
07/01/2002 - 11/13/2020
TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, LLC (WHEATON IL)
NE
09/26/1996 - 05/16/2002
TD WATERHOUSE INVESTOR SERVICES, INC. (OMAHA NE)
BC
Issued 04/28/2023
Series 63 - Uniform Securities Agent State Law Examination
IA
Issued 03/26/2008
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 08/12/2022
Series 24 - General Securities Principal Examination
BC
Issued 08/12/2022
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 08/12/2022
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 08/12/2022
Series 51 - Municipal Fund Securities Principal Examination
BC
Issued 06/10/1998
Series 8 - General Securities Sales Supervisor Examination (Options Module & General Module)
BC
Issued 08/12/2022
Series 7TO - General Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/28/1999
Series 3 - National Commodity Futures Examination
BC
Issued 09/25/1996
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
Not sure Sheila Gugliuzza is the right advisor for you? Invested Better is here to help.
