Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Sheila? Claim Your ProfileSheila Penley is a registered representative and investment advisor representative with Cary Street Partners, based in Abingdon, VA. Sheila has been in the financial services industry since January 16, 2008. Sheila holds the Series 7, Series 9, Series 10, Series 24, Series 66, and Series 99TO licenses. Sheila is registered in 35 states including North Carolina, Texas, and Virginia.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
Revenue sharing with certain third parties
1
2
VA
07/31/2009 - Present
Cary Street Partners (ABINGDON VA)
VA
01/16/2008 - 08/04/2009
BANC OF AMERICA INVESTMENT SERVICES, INC. (ABINGDON VA)
BOTH
Issued 08/26/2008
Series 66 - Uniform Combined State Law Examination
BC
Issued 12/13/2022
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 12/15/2020
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 03/15/2010
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/15/2008
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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