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Sheila Gail Manning

National Financial Services LLC

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About Sheila Gail Manning

Sheila Gail Manning is a financial professional with over 25 years of experience in the industry. Sheila is currently registered with National Financial Services LLC and holds Series 7, 9, 10, 63 and SIE licenses. She is also a Registered Principal. Sheila previously worked with Fidelity Brokerage Services LLC.

Firm Information

Sheila Manning is currently registered with National Financial Services LLC. National Financial Services LLC is a Limited Liability Company formed in June 2000. The firm is registered to conduct business in all 50 states, the District of Columbia, Puerto Rico and the Virgin Islands. The firm has been the subject of 45 regulatory event disclosures, 1 civil event disclosure and 14 arbitration disclosures.

Not reported

Assets Under Management

Not reported

Total Clients

598

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Sheila Manning’s Registration & Firm History

TX

12/06/2011 - Present

National Financial Services LLC (WESTLAKE TX)

TX

10/31/1996 - 11/17/2011

FIDELITY BROKERAGE SERVICES LLC (WESTLAKE TX)

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Licenses & Designations

BC

Issued 10/30/1996

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 05/01/2007

Series 10 - General Securities Sales Supervisor - General Module Examination

BC

Issued 11/01/2006

Series 9 - General Securities Sales Supervisor - Options Module Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 10/17/1996

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Sheila Gail Manning.
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