Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Sheila? Claim Your ProfileSheila Flynn is a financial advisor with over 20 years of experience in the industry. She currently works at UBS Financial Services Inc. in Coral Gables, FL. Sheila has held positions at UBS Financial Services Inc. and UBS International Inc. previously, as well as LaSalle Financial Services, Inc. and Itau Europa Securities Inc. Sheila holds Series 3, 7, 9, 10, 63 and SIE licenses. She specializes in portfolio management for individuals and businesses. She is also an expert in financial planning, pension consulting and educational seminars.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
See schedule d - miscellaneous
1
2
FL
08/07/2023 - Present
UBS Financial Services Inc. (CORAL GABLES FL)
FL
02/03/2012 - 11/22/2021
UBS FINANCIAL SERVICES INC. (CORAL GABLES FL)
FL
01/01/2010 - 02/07/2011
UBS FINANCIAL SERVICES INC. (CORAL GABLES FL)
FL
03/31/2009 - 01/01/2010
UBS INTERNATIONAL INC. (CORAL GABLES FL)
FL
07/10/2008 - 12/05/2008
ITAU EUROPA SECURITIES INC. (MIAMI FL)
FL
03/15/2001 - 06/11/2007
LASALLE FINANCIAL SERVICES, INC. (MIAMI FL)
BC
Issued 07/02/2001
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 11/14/2022
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 11/14/2022
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 11/14/2022
Series 7TO - General Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/02/2013
Series 3 - National Commodity Futures Examination
BC
Issued 03/14/2001
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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