Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Sheila? Claim Your ProfileSheila Christine Guzzy is an investment advisor representative at Empower Advisory Group, LLC. Sheila has been in the financial industry for 19 years. Sheila is registered with FINRA and the state of Pennsylvania. Sheila has passed the Series 7, Series 31, Series 63, Series 65, and SIE exams. Sheila has previously worked at Alight Financial Solutions, LLC, ICMA-RC Services, LLC, TD Ameritrade, Inc., Merrill Lynch, Pierce, Fenner & Smith Incorporated, John Hancock Distributors LLC, and Wachovia Securities, LLC. Sheila also has experience working as a movie extra. Sheila has a strong background in providing financial planning and portfolio management services to individuals, corporations, and charitable organizations.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Seminars designed to boost your financial literacy and investment knowledge.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
PA
02/24/2022 - Present
Empower Advisory Group, LLC (Wexford PA)
IL
03/31/2015 - 11/05/2020
ALIGHT FINANCIAL SOLUTIONS, LLC (CHICAGO IL)
DC
07/25/2012 - 12/31/2014
ICMA-RC SERVICES, LLC (WASHINGTON DC)
PA
07/12/2011 - 07/18/2012
TD AMERITRADE, INC. (PITTSBURGH PA)
PA
09/24/2008 - 06/28/2011
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (PITTSBURGH PA)
MA
03/20/2007 - 06/24/2008
JOHN HANCOCK DISTRIBUTORS LLC (BOSTON MA)
PA
03/12/2002 - 12/04/2006
WACHOVIA SECURITIES, LLC (SEWICKLEY PA)
IA
Issued 11/08/2008
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 03/28/2002
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 08/29/2023
Series 7TO - General Securities Representative Examination
BC
Issued 01/02/2023
Series 6TO - Investment Company Products/Variable Contracts Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/06/2004
Series 31 - Futures Managed Funds Examination
BC
Issued 03/11/2002
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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