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Sheila Ann Roesler

Northwestern Mutual Investment Services, LLC

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About Sheila Ann Roesler

Sheila Roesler has been in the financial services industry since 1988. Sheila is a Registered Representative of Northwestern Mutual Investment Services, LLC. She is currently registered in 21 states and holds Series 7, 24, 63, and 66 licenses. Sheila has held previous registrations with Robert W. Baird & Co. Incorporated and Lincoln Financial Advisors Corporation. Sheila may earn commissions from insurance companies for the sale of non-variable life, health, Medicare, annuity, disability and/or long term care insurance products. Sheila's primary office is located at 9998 Crosspoint Blvd, Ste 400 in Indianapolis, Indiana.

Firm Information

Sheila Roesler is currently registered with Northwestern Mutual Investment Services, LLC. Northwestern Mutual Investment Services, LLC is a Limited Liability Company formed in June 1998 and based in Milwaukee, Wisconsin. The firm offers investment research, referrals to other advisors, and acts as an investment advisor, providing advisory services to various client types, including individuals, corporations, and insurance companies. They are registered with the SEC and in all 50 states, boasting a large network of licensed agents, investment advisor representatives, and registered representatives. The firm has been involved in several regulatory events and one arbitration disclosure.
Northwestern Mutual Investment Services, LLC

9998 Crosspoint Blvd, Ste 400

Indianapolis, IN 46256

Not reported

Assets Under Management

1

Total Clients

10,224

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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investment research; referrals to other advisers

Investment research; referrals to other advisers

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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other

Referral fees

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Sheila Roesler’s Registration & Firm History

IN

10/21/2005 - Present

Northwestern Mutual Investment Services, LLC (Indianapolis IN)

WI

03/03/1997 - 01/01/2002

ROBERT W. BAIRD & CO. INCORPORATED (MILWAUKEE WI)

IN

02/23/1988 - 11/27/1996

LINCOLN FINANCIAL ADVISORS CORPORATION (FORT WAYNE IN)

IN

02/23/1988 - 11/27/1996

THE LINCOLN NATIONAL LIFE INSURANCE COMPANY (FORT WAYNE IN)

NA

02/23/1988 - 01/03/1989

LINCOLN NATIONAL PENSION INSURANCE COMPANY

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Licenses & Designations

BOTH

Issued 10/19/2005

Series 66 - Uniform Combined State Law Examination

BC

Issued 11/8/1996

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 5/9/1988

Series 24 - General Securities Principal Examination

BC

Issued 10/1/2018

SIE - Securities Industry Essentials Examination

BC

Issued 2/20/1988

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Sheila Ann Roesler.
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