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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Sheena? Claim Your ProfileSheena Dee Pauley is an investment advisor representative with MAI Capital Management, LLC. Sheena has been in the industry for over 20 years and has a wealth of experience in financial planning, portfolio management, and investment advisory services. Sheena has held previous positions at PNC Investments, U.S. Bancorp Investments, Inc., Fifth Third Securities, Inc., Morgan Stanley DW Inc., and Paine Webber Incorporated. Sheena is a Certified Financial Planner and holds Series 3, 7, 10, 31, 63, 65, and 66 licenses. Sheena is committed to providing her clients with personalized financial advice and investment strategies tailored to their individual needs and goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Strategic management for diversified investment portfolios.
Due diligence/research
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
Percentage of non-investment income
1
2
OH
09/13/2022 - Present
MAI Capital Management, LLC (Cleveland OH)
OH
08/03/2012 - 10/16/2013
PNC INVESTMENTS (CLEVELAND OH)
OH
02/09/2006 - 07/10/2007
U.S. BANCORP INVESTMENTS, INC. (RICHMOND HEIGHTS OH)
OH
09/07/2004 - 09/30/2005
FIFTH THIRD SECURITIES, INC. (CINCINNATI OH)
NY
10/20/1999 - 08/12/2004
MORGAN STANLEY DW INC. (PURCHASE NY)
NJ
11/07/1997 - 10/25/1999
PAINEWEBBER INCORPORATED (WEEHAWKEN NJ)
BOTH
Issued 09/27/2012
Series 66 - Uniform Combined State Law Examination
IA
Issued 12/10/1997
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 11/17/1997
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 12/19/2002
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 11/26/2002
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 08/02/2012
Series 7 - General Securities Representative Examination
BC
Issued 02/20/2001
Series 3 - National Commodity Futures Examination
BC
Issued 02/08/2001
Series 31 - Futures Managed Funds Examination
Active
Inactive
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