Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Shee-yee? Claim Your ProfileShee-yee Wu is a financial professional with over 23 years of experience in the financial industry. Shee-yee is currently registered with Assetmark Brokerage, LLC in Concord, California. Prior to joining Assetmark Brokerage, LLC, Shee-yee was with First Republic Securities Company, LLC and Charles Schwab & Co., Inc. Shee-yee holds the Series 7, Series 24, and Series 63 licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
CA
11/08/2023 - Present
Assetmark Brokerage, LLC (CONCORD CA)
CA
11/29/2017 - 06/21/2023
FIRST REPUBLIC SECURITIES COMPANY, LLC (San Francisco CA)
CA
02/26/1999 - 09/18/2017
CHARLES SCHWAB & CO., INC. (SAN FRANCISCO CA)
BC
Issued 03/04/1999
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 06/05/2006
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/11/1999
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
Not sure Shee-yee Wu is the right advisor for you? Invested Better is here to help.
