Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Sheala? Claim Your ProfileSheala Smith is a financial advisor at Janney Montgomery Scott LLC. She has been in the financial industry since 1994 and has a wide range of experience in providing financial advice to individuals and businesses. Sheala Smith holds Series 7, 9, 10, 63, and 65 licenses. She also holds a SIE and a Series 99TO license. Sheala Smith is registered to provide investment advice in 31 states. She specializes in providing financial planning, pension consulting, educational seminars, selection of other advisors, portfolio management for businesses, and portfolio management for individuals. Sheala Smith's previous employment includes Wells Fargo Advisors LLC, Wells Fargo Clearing Services, LLC, UBS Financial Services Inc., Citigroup Global Markets Inc., PaineWebber Incorporated, and Investment Management & Research, Inc.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fee plus commission
1
2
TN
06/14/2018 - Present
Janney Montgomery Scott LLC (Franklin TN)
TN
04/01/2011 - 08/17/2017
WELLS FARGO CLEARING SERVICES, LLC (BRENTWOOD TN)
TN
05/22/2006 - 10/30/2009
UBS FINANCIAL SERVICES INC. (FRANKLIN TN)
TN
11/30/2000 - 04/28/2006
CITIGROUP GLOBAL MARKETS INC. (NASHVILLE TN)
NJ
04/04/1996 - 12/11/2000
PAINEWEBBER INCORPORATED (WEEHAWKEN NJ)
FL
09/15/1995 - 03/01/1996
INVESTMENT MANAGEMENT & RESEARCH, INC (ST. PETERSBURG FL)
NJ
09/28/1994 - 09/22/1995
PAINEWEBBER INCORPORATED (WEEHAWKEN NJ)
IA
Issued 10/30/1996
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 11/09/1994
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/15/1999
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 10/15/1999
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/27/1994
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
N
New York Stock Exchange
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