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Shea Miller Hochhauser

Blackrock Investments, LLC

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About Shea Miller Hochhauser

Shea Hochhauser is a financial advisor registered with Blackrock Investments, LLC. Shea has been in the industry since August 24, 2017, and is licensed to provide investment advice in all 50 states, as well as the District of Columbia, Puerto Rico and the Virgin Islands. Shea holds the Series 7, Series 63 and SIE licenses. Prior to joining Blackrock Investments, LLC, Shea worked at PIMCO INVESTMENTS LLC.

Firm Information

Shea Hochhauser is currently registered with Blackrock Investments, LLC. Blackrock Investments, LLC is a Limited Liability Company formed on October 21, 1994. The firm is registered with the Securities and Exchange Commission and in all 50 states, as well as the District of Columbia, Puerto Rico, and the Virgin Islands. Blackrock Investments has been involved in one regulatory event and one arbitration.

Not reported

Assets Under Management

Not reported

Total Clients

280

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Shea Hochhauser’s Registration & Firm History

NY

08/23/2019 - Present

Blackrock Investments, LLC (NEW YORK NY)

NY

08/25/2017 - 08/23/2019

PIMCO INVESTMENTS LLC (NEW YORK NY)

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Licenses & Designations

BC

Issued 09/07/2017

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 08/25/2017

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Shea Miller Hochhauser.
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