Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Shea? Claim Your ProfileShea McCarty is a financial advisor at Stephens, a firm with a strong track record in providing investment services to individuals, businesses, and institutions. Shea has been in the industry since 2019 and holds a Series 7, 63, 79, and 82 licenses. Shea is committed to understanding clients' needs and developing personalized strategies to help them achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
1
2
AR
03/22/2022 - Present
Stephens (LITTLE ROCK AR)
IL
03/22/2019 - 03/08/2022
KPMG CORPORATE FINANCE LLC (CHICAGO IL)
BC
Issued 04/23/2019
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 04/16/2022
Series 7TO - General Securities Representative Examination
BC
Issued 04/08/2019
Series 82TO - Limited Representative-Private Securities Offerings
BC
Issued 03/22/2019
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 02/09/2019
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
I
Investors' Exchange LLC
N
NYSE American LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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