Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Shazia? Claim Your ProfileShazia Punjwani is a financial advisor with Merrill Lynch, Pierce, Fenner & Smith Inc. Shazia has been working in the financial industry since 2015 and has experience at multiple firms. Shazia holds multiple securities licenses, including Series 6, Series 63, Series 65 and the SIE exam. Shazia works with individuals, businesses, high-net-worth individuals, insurance companies, charitable organizations, pension and profit-sharing plans and state or municipal government entities.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Performance measurement reports, allocation modeling, ips, research reports and services, see schedule d
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
GA
01/15/2021 - Present
Merrill Lynch, Pierce, Fenner & Smith Inc. (Alpharetta GA)
GA
11/10/2015 - 01/16/2019
SUNTRUST INVESTMENT SERVICES, INC. (ALPHAREETA GA)
GA
11/03/2008 - 08/31/2010
WELLS FARGO ADVISORS, LLC (MORROW GA)
IA
Issued 12/19/2016
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 04/25/2016
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/30/2021
Series 6TO - Investment Company Products/Variable Contracts Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/10/2015
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
Not sure Shazia Punjwani is the right advisor for you? Invested Better is here to help.
