Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Shayne? Claim Your ProfileShayne Nagy is a financial advisor with over 16 years of experience in the industry. Shayne is currently registered with Robert W. Baird & Co. Inc. and has held previous roles with LPL FINANCIAL LLC, UVEST FINANCIAL SERVICES GROUP, INC., INVEST FINANCIAL CORPORATION, and MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED. Shayne is licensed in several states and holds the Series 7, 9, 10, 63, 65, and 66 licenses. Shayne specializes in providing financial planning, portfolio management, and educational seminars for individuals, businesses, investment companies, and pooled investment vehicles.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Strategic management for diversified investment portfolios.
See schedule d
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
Hard dollar payments for research
1
2
IN
07/21/2022 - Present
Robert W. Baird & Co. Inc. (Mishawaka IN)
IN
07/05/2011 - 12/05/2012
LPL FINANCIAL LLC (MISHAWAKA IN)
IN
11/03/2008 - 07/05/2011
UVEST FINANCIAL SERVICES GROUP, INC. (MISHAWAKA IN)
IN
04/30/2004 - 11/05/2008
INVEST FINANCIAL CORPORATION (MISHAWAKA IN)
NY
03/12/1997 - 03/08/2000
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
BOTH
Issued 04/23/2018
Series 66 - Uniform Combined State Law Examination
IA
Issued 04/08/1997
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 03/19/1997
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 09/20/2022
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 04/01/2022
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/20/2018
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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