Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Shayne? Claim Your ProfileShayne Layton has been in the financial services industry since April 2004. Shayne Layton is currently registered with Ascensus Investment Advisors, LLC in Massachusetts and California. Previously, Shayne Layton was employed with ALIGHT FINANCIAL SOLUTIONS, LLC, AMERIPRISE FINANCIAL SERVICES, INC., TD AMERITRADE, INC., U.S. BANCORP INVESTMENTS, INC., PRINCIPAL FUNDS DISTRIBUTOR, INC., WM FINANCIAL SERVICES, INC., MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED and MORGAN STANLEY DW INC. Shayne Layton has earned the Series 31, 7, 63, 65 and 66 licenses. Shayne Layton has a total of 9 clients and manages $9,878,077,323 in assets.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Guidance on pension options to ensure a secure financial future.
Portfolio mgmt/oversight incl review of allocations & selection of underlying securities for qual tuition 529/529a & sfrp plans
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
Percentage of program management fee and percentage of aua
1
2
CA
10/08/2019 - Present
Ascensus Investment Advisors, LLC (CARMICHAEL CA)
CA
03/18/2015 - 05/10/2019
ALIGHT FINANCIAL SOLUTIONS, LLC (SACRAMENTO CA)
CA
03/05/2013 - 12/24/2014
AMERIPRISE FINANCIAL SERVICES, INC. (GRANITE BAY CA)
CA
04/25/2012 - 11/19/2012
TD AMERITRADE, INC. (ROSEVILLE CA)
CA
11/09/2010 - 04/13/2012
U.S. BANCORP INVESTMENTS, INC. (SACRAMENTO CA)
IA
11/07/2007 - 10/01/2009
PRINCIPAL FUNDS DISTRIBUTOR, INC. (DES MOINES IA)
CA
01/21/2004 - 10/16/2007
WM FINANCIAL SERVICES, INC. (SACRAMENTO CA)
NY
04/12/2002 - 03/05/2003
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
NY
08/03/2001 - 04/01/2002
MORGAN STANLEY DW INC. (PURCHASE NY)
BOTH
Issued 12/09/2010
Series 66 - Uniform Combined State Law Examination
IA
Issued 11/01/2001
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 10/05/2001
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/20/2001
Series 31 - Futures Managed Funds Examination
BC
Issued 08/02/2001
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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