Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Shayne? Claim Your ProfileShayne Matthis is a financial professional with over 6 years of experience in the industry. Shayne is currently registered with Nuveen Securities, LLC, and previously worked with J.P. Morgan Institutional Investments Inc. Shayne holds licenses for Series 3, 7, 34, and 63 examinations as well as the SIE and Series 65 examinations. Shayne provides portfolio management services to individuals, investment companies, businesses, and pooled investment vehicles. Shayne is also a Registered Investment Advisor, specializing in portfolio management and pension consulting.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Strategic management for diversified investment portfolios.
Model portfolio advice
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
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2
IL
12/07/2020 - Present
Nuveen Securities, LLC (CHICAGO IL)
IL
05/15/2017 - 11/17/2020
J.P. MORGAN INSTITUTIONAL INVESTMENTS INC. (CHICAGO IL)
IA
Issued 01/08/2021
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 05/31/2017
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/13/2017
Series 7 - General Securities Representative Examination
BC
Issued 09/14/2015
Series 34 - Retail Off-Exchange FOREX Examination
BC
Issued 07/27/2015
Series 3 - National Commodity Futures Examination
Active
Inactive
F
FINRA
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